Bass, Berry & Sims attorneys Doug Dahl and David Thornton authored an article for HR Professionals Magazine outlining the top 10 things every HR professional should know about the Department of Labor’s (DOL’s) new fiduciary rule. In the article, Doug and David answer the following 10 questions about the new rule:

  1. How Does the Final Rule Change the Definition of Investment Fiduciary?
  2. What is an Investment “Recommendation?”
  3. Could an HR or Benefit Professional Become an Investment Fiduciary?
  4. Is Investment Education Considered Advice?
  5. Does the Final Rule Apply to My Company’s Health and Welfare Plans?
  6. Will this Change My Relationship with Plan Service Providers?
  7. What is the Best Interest Contract Exemption That I Keep Hearing About?
  8. What Should I Do If My Company is in the Financial Service Industry?
  9. What Should I Know About the Final Rule and IRAs?
  10. When Does the Final Rule Become Effective?

The full article, “The DOL’s New Fiduciary Rule: Ten Things the HR Professional Should Know,” was published by HR Professionals Magazine on September 6, 2016, and is available in the September 2016 print issue of the publication.

Print:
Email this postTweet this postLike this postShare this post on LinkedIn
Photo of Doug Dahl Doug Dahl

Doug Dahl provides technical knowledge and advice to companies on a wide range of federal tax and ERISA matters regarding employee benefits, including qualified retirement plans, executive compensation arrangements and health and welfare plans. Doug regularly assists companies with employee benefit issues that…

Doug Dahl provides technical knowledge and advice to companies on a wide range of federal tax and ERISA matters regarding employee benefits, including qualified retirement plans, executive compensation arrangements and health and welfare plans. Doug regularly assists companies with employee benefit issues that arise during and following various corporate transactions and events, such as mergers, acquisitions, dispositions and bankruptcies.

Photo of David Thornton David Thornton

David Thornton helps employers deliver retirement, health and welfare benefits to their executives and employees. With more than 30 years of experience, he has developed a diverse practice counseling hundreds of public and private employers and non-profit organizations in drafting, maintaining and administering…

David Thornton helps employers deliver retirement, health and welfare benefits to their executives and employees. With more than 30 years of experience, he has developed a diverse practice counseling hundreds of public and private employers and non-profit organizations in drafting, maintaining and administering retirement plans ranging from $1 million to several billion dollars in assets, including many in the $100 million to $500 million asset range. He has deep experience in ESOP transactions, successfully navigating the significant fiduciary duty considerations and tax code requirements involved with these transactions.